|
(See ES&H Manual Chapter 5200 Appendix T1 Event Investigation and
Causal Analysis for
Instructions) |
|
Notable Event
Report
Title of
Event |
||||
Event Title: |
|
|||
Date and Time
of Occurrence: |
|
|
||
Event
Location: |
|
Date Notable
Event Report is Due*: |
|
|
*The Notable
Event Report is due to the ESH&Q Reporting Officer with 30 days of the
Initial Fact Finding Meeting unless an extension is requested.
Summary of Event and / or
Injuries, including Initial Fact Finding Meeting information: determine
the chain of events and timeline. Use attachment as necessary. |
Causal
Analysis: (Use attachment as necessary) |
|
Root
Cause: |
|
Contributing
Causes: (List
as many as apply.) |
Lessons
Learned
(Confer with Lessons Learned Coordinator) (Use
attachment as necessary) |
|
Records,
Documents, Pictures, and Other References: (Copy and paste, use attachments or document links as necessary) |
Emergency
Notifications Made (Subsequent to the Event): |
Date |
Time |
Fire,
Rescue & Emergency Medical:
(9-911) |
||
Guard
Post: x5822; 269-5822 |
||
Occupational
Medicine 269-7539 |
||
ESH&Q
Reporting Officer: 876-1750 |
||
Crew
Chief 630-7050 |
||
Industrial
Hygiene: 269-7863: |
||
Other: |
Confirmation
Review Distribution: Investigation
Team Members Affected
Division Managers ESH&Q
Reporting Officer |
It is asked
that you review and provide comments to this document to the Lead
Investigator (denoted on Page 1) within ____ days. Your comments will be reviewed and
incorporated as appropriate. Thank you
for your consideration in this matter. |
Investigation Team Confirmation: The
below signees, confirm to the best of their knowledge, that the information
presented in this document is accurate and complete. |
||||||
Role |
|
Print Signature |
Date |
|||
Lead
Investigator |
|
|
||||
|
||||||
|
|
|||||
|
|
|||||
|
|
|||||
|
|
|||||
Acceptance/Acknowledgement
of Facts |
||||||
Print Signature |
Date: |
|||||
Associate Director/ Department Manger |
|
|
||||
|
|
|
|
|
||
Upon
confirmation submit document to the ES&H
Reporting Officer
for completion and distribution. |
|
Documentation of Findings: (To be Completed by
ESH&Q Reporting Officer) |
|
|
|
ISM Code: |
Unless
otherwise specified the following is to be completed by the Lead Investigator.
Step 1 Initial
Fact-Finding Meeting (To be
held as soon as reasonably possible following event(within 24 hours)) |
||||||||||||||||
Date: |
|
Time: |
|
Location: |
|
|||||||||||
Required
Attendees: (Print Name) |
Optional
Attendees: (Print Name) Present |
|||||||||||||||
Lead
Investigator: |
|
Associate
Director: |
|
|||||||||||||
ESH&Q
Representative: |
|
TJSO
Observer: |
|
|||||||||||||
Supervisor
of involved persons(s): |
|
Subject Matter Expert(s), Facility/Equipment Owner as applicable: |
||||||||||||||
Involved
or impacted person(s): |
|
|||||||||||||||
Witness(es): |
|
|||||||||||||||
|
|
|||||||||||||||
Agenda (Ensure the
pace of the meeting allows time for accurate note taking.) |
Φ if Complete |
1. Introduction Provide Event
Title, Date and Time of Occurrence, and Location: |
|
2. Attendance - Are Required
Attendees present. |
|
3. Purpose of Initial Fact-Finding meeting. |
|
4. Event Reconstruction Use
information to complete Section 3. Summary of Event and/or
Injuries
below. |
|
a.
Personnel
and organizations involved in the event. |
|
b.
Conditions
and actions preceding the event. |
|
c.
Chronology
(timeline) of the event; and |
|
d.
Immediate
actions taken in response to the event. |
|
5. Clarify information Subject-Matter Expert (SME) confirms work
conditions. |
|
6. Stop Work
or the Tag Out Required? If Yes establish the restart criteria
and inform the affected Management chain. |
|
7. Compensatory Actions
Required? If Yes determine
responsibility and include confirmation documentation. |
|
8. Records or documentation
required to confirm, clarify, or complete information (i.e., work plans, work
control documents, photos, etc). |
|
9. Other Questions or Concerns:
Ask attendees if there are any other questions, concerns, or information that
they wish to provide. |
|
10. Obtain TJSO Observer feedback
on conduct of fact finding meeting and potential improvements. |
Step 2 Investigation Team: |
Date Convened: (Within 24 hours of Fact Finding
Meeting.) |
|
|
Role |
Name |
Department/Group |
Phone |
Lead Investigator |
|
||
|
|||
|
|||
|
|||
|
|||
TJSO |
Environmental
Aspects |
|||||||||
Type of Material Released: |
|
Quantity: |
|||||||
|
|||||||||
Source: |
Time
Flow was Halted or Controlled: |
||||||||
|
|||||||||
For Investigation Team (Φ All That
Apply): |
|||||||||
|
Reportable
Quantity |
Impact
Ground/Soil |
Storm
Water Channel/Drain |
Sanitary
Sewer |
|||||
Categorization and Reporting (To be completed by ESH&Q Reporting
Officer within two hours unless essential information is still pending) |
|
||||
ORPS Determination: |
Date: |
|
Time: |
|
|
10 CFR 851
Screen: |
Date: |
|
Time: |
|
|
|
Final Distribution:
ES&H Reporting Officer (Original)
Associate Director/Department Manager
Investigation Team Members
Form Revision Summary Revision
1.6 02/22/16 Updated
form to reflect extent of condition ensuring it covers failed equipment per
MOA Revision
1.5 10/04/13 Changed
COE to Lessons Learned; updated links. Revision
1.4 09/06/12 Qualifying
Periodic Review. Clarification of content only. Revision
1.3 01/31/12 Updated
ESH&Q Reporting Officer assignment from S.Smith to C.Johnson per M.Logue Edited to
clarify process steps. Revision
1.2 10/20/11 Updated
ESH&Q Reporting Officer assignment from J.Kelly to S.Smith per M.Logue. Revision
1.1 05/24/11 Edited
to clarify process steps. Revision 1.0
11/23/10
Updated to reflect current laboratory operations.
|
||||||||||||||
|